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Finance and Insurance Commission
Results: 615

#	Item
421	Joint Press Release Department of the Treasury Board of Governors of the Federal Reserve System National Credit Union Administration Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Add to Reading List Source URL: www.occ.gov Language: English - Date: 2010-11-18 13:25:06 Finance Money laundering Tax evasion Futures contract U.S. Securities and Exchange Commission Patriot Act Federal Deposit Insurance Corporation USA PATRIOT Act Title III Subtitle A Office of the Comptroller of the Currency Financial regulation New Deal agencies Government
422	Microsoft Word - {571091374639674765}.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-08 15:11:14 Stock market Financial system 73rd United States Congress United States Securities and Exchange Commission Investment Securities fraud Securities Act Bond insurance Crowd funding Financial economics United States securities law Finance
423	Microsoft Word - dpny[removed]v5-Rating Agency Comment Letter.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-09 12:39:36 Investment Nationally recognized statistical rating organization Dodd–Frank Wall Street Reform and Consumer Protection Act Credit rating agency U.S. Securities and Exchange Commission Asset-backed security Insurance Wall Street reform Investor Protection and Securities Reform Act United States federal banking legislation Financial economics Finance
424	Declaratory Ruling[removed]M Prohibited rebate of commission for counseling client and implementing policy July 18, 1988 I. BACKGROUND Peter C. Katt is a Michigan life insurance counselor and life insurance agent. He fil Add to Reading List Source URL: www.michigan.gov Language: English - Date: 2012-12-07 19:50:56 Economics Insurance Escrow Independent insurance agent Finance Sales promotion Business Rebate
425	2013 NAIC Annual Statement and 2014 Quarterly Statement Filing Guidance for the Legal Entity Identifier (LEI) Electronic Only Column in the Investment Schedules The 2013 NAIC Annual Statement and 2014 Quarterly Statement Add to Reading List Source URL: www.naic.org Language: English - Date: 2013-12-17 16:09:49 Science National Association of Insurance Commissioners Finance Commodity Futures Trading Commission Lei Low-energy ion scattering Derivative Financial economics Systemic risk Legal Entity Identification for Financial Contracts
426	ADMINISTRATIVE PROCEEDING FILE NO[removed]F! UNITED STATES OF AMERICA Before Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-20 12:23:14 Financial markets Financial system Financial services Financial Industry Regulatory Authority Broker-dealer Aetna Securities Exchange Act U.S. Securities and Exchange Commission Insurance broker Financial economics United States securities law Finance
427	Microsoft Word - D&L SEC Comment Letter.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-08 12:35:24 Fixed income securities Structured finance Stock market Asset-backed security Security U.S. Securities and Exchange Commission SEC filing Bond insurance Finance Financial economics Investment
428	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-23 17:46:47 Institutional investors Finance Economics United States securities law U.S. Securities and Exchange Commission Insurance Financial adviser Securities Exchange Act Financial economics Investment Financial institutions
429	Joint Release Board of Governors of the Federal Reserve System Commodity Futures Trading Commission Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Add to Reading List Source URL: www.fdic.gov Language: English Systemic risk Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund Volcker Rule U.S. Securities and Exchange Commission Bank Hedge Proprietary trading Commodity Futures Modernization Act Financial economics Finance Economics
430	STATE OF TENNESSEE DEPARTMENT OF COMMERCE AND INSURANCE REAL ESTATE APPRAISER COMMISSION 500 JAMES ROBERTSON PARKWAY NASHVILLE, TENNESSEE 372431166 Add to Reading List Source URL: www.tn.gov Language: English - Date: 2013-02-21 08:45:21 Economics Business Mortgage Real estate appraisal Comparables Appraiser Sales comparison approach Uniform Standards of Professional Appraisal Practice Market value Real estate Finance Financial markets

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